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Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On April 29, 2026, Vuzix Corporation (the “Company”) granted 477,178 restricted stock units (“RSUs”), both time-based vesting and performance-based vesting, to Paul Travers, the Company’s chief executive officer, and 193,258 RSUs to Grant Russell, the Company’s chief financial officer. The RSUs were granted under the Company’s existing 2023 Equity…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On April 22, 2026, the employment of Chris Parkinson, PhD., as president of the Enterprise Solutions business unit of Vuzix Corporation (the “Company”) ended upon mutual agreement. In connection with this event, 75,000 previously unvested shares of restricted common stock vested, and Dr. Parkinson forfeited 1,000,000 unvested performance stock unit…
of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Unregistered Sales of Equity Securities. On September 19, 2025, Vuzix Corporation (the “Company”) completed the closing of the third and final tranche under the Company’s previously disclosed securities purchase agreement, dated September 3, 2024, with Quanta Computer Inc. (“Quanta”). Pursuant to this closing, the Company sold to Quanta 230,242 shares of the Company’s Series B Preferred Stock (each convertible into 10 shares of common stock) at a purchase price of $21.716 per share. In connec…
Entry into a Material Definitive Agreement. On September 3, 2025, Vuzix Corporation (the “Company”) entered into an employment offer letter with Chris Parkinson, PhD., the newly appointed president of the Company’s Enterprise Solutions business unit. Pursuant to the employment offer letter, Dr. Parkinson will receive an annual base salary of $360,000 and will participate in the Company’s management bonus plan and Laddered Long-term Equity Incentive Plan. Mr. Parkinson will also receive 150,00…
Changes in Registrant’s Certifying Accountant. (a) Replacement of Previous Independent Registered Public Accounting Firm On August 22, 2025, the Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Vuzix Corporation (the “Company”) approved the replacement (the “Replacement”) of Freed Maxick P.C. (“FM”) as the Company’s independent registered public accounting firm, due to FM joining Withum Smith+Brown, PC (“Withum”), effective immediately. The reports of FM on the Com…
of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On August 5, 2025, Alasdair MacKinnon was elected to the board of directors of Vuzix Corporation (the “Company”). Mr. MacKinnon will also serve on the nominating, audit (as Chairperson), and compensation committees of the Company’s board of directors. On July 23, 2025, Edward Kay who had served on the board of directors of the Company since April 2…
Unregistered Sales of Equity Securities. On June 13, 2025, Vuzix Corporation (the “Company”) completed the closing of the second tranche under the Company’s previously disclosed securities purchase agreement (“SPA”), dated September 3, 2024, with Quanta Computer Inc. (“Quanta”). Pursuant to this closing, the Company sold to Quanta 189,717 shares of the Company’s Series B Preferred Stock (each convertible into 10 shares of common stock) at a purchase price of $26.35 per share and received gros…
of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. On March 11, 2025, Peter Jameson, COO of Vuzix Corporation (“Company”), notified the Company of his decision to step down from his position due to health reasons, effective immediately. Mr. Jameson has served the Company in this role since January 10, 2022, and the Board of Directors expresses its gratitude for his leadership and contributions during this time. At this time and in consultat…
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