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Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
Results of Operations and Financial Condition. On May 7, 2026, Sui Group Holdings Limited (the “Company”) issued a press release announcing its results for the quarter ended March 31, 2026. A copy of the press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information in this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Excha…
Results of Operations and Financial Condition. On February 26, 2026, Sui Group Holdings Limited (the “Company”) issued a press release announcing its results for the quarter ended December 31, 2025. A copy of the press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information in this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (t…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Board of Directors Composition On January 5, 2026, Joseph A. Geraci, II, Chief Financial Officer and a member of the Board of Directors (the “Board”) of Sui Group Holdings Limited (the “Company”), notified the Board of his decision to resign from the Board, effective as of January 5, 2026. Mr. Geraci does not serve on any committee of the Board. Th…
Results of Operations and Financial Condition. On November 12, 2025, SUI Group Holdings Limited (the “Company”) issued a press release announcing its results for the quarter ended September 30, 2025. A copy of the press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference. The information in this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (…
Neither this Current Report on Form 8-K nor any exhibit attached hereto is an offer to sell or the solicitation of an offer to buy shares of Common Stock or other securities of the Company.
Entry into a Material Definitive Agreement. Securities Purchase Agreements On August 1, 2025, Mill City Ventures III, Ltd. a Minnesota corporation (the “Company”) entered into a Common Stock Purchase Agreement (the “Purchase Agreement”) with A.G.P./Alliance Global Partners (the “Investor”), pursuant to which the Company shall have the right, but not the obligation, to direct the Investor to purchase the lesser of (i) $500,000,000 (the “Total Commitment Amount’) or (ii) the Exchange Cap, which…
below, the Board elected to set the size of the Board and appointed the Karatage Director. The Board also appointed an additional nominee, acceptable to Karatage, who will serve as an independent director on the Audit Committee of the Board. Upon the closing of the Offering, pursuant to an Investor Rights Agreement, entered into on July 31, 2025, by and between the Company and the Foundation Investor, so long as the Foundation Investor holds 10.0% of the Company’s Common Stock or Common Stock…
Neither this Current Report on Form 8-K nor any exhibit attached hereto is an offer to sell or the solicitation of an offer to buy shares of Common Stock or other securities of the Company.
Entry into a Material Definitive Agreement. Securities Purchase Agreements On July 27, 2025, Mill City Ventures III, Ltd. (the “Company”) entered into securities purchase agreements (the “Securities Purchase Agreements”) with certain investors (the “Purchasers”) pursuant to which the Company agreed to sell and issue to the Purchasers in a private placement offering (the “Offering”) an aggregate of (i) 75,881,625 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common St…
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On July 15, 2025, Mill City Ventures III, Ltd. (the “Company”) reported the unexpected passing of Mr. Laurence S. Zipkin on July 9, 2025. At the time of his death, Mr. Zipkin was an independent director of the Company, a member and chairman of its Corporate Governance and Nominating Committee, and a member of its Compensation Committee and Audit Committee. On July 18, 2025, the Company receive…
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. On July 9, 2025, Mr. Laurence S. Zipkin, a director of Mill City Ventures III, Ltd., passed away. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MILL CITY VENTURES III, LTD. Date: July 14, 2025 By: /s/ Douglas M. Polinsky DOUGLAS M. POLINSKY Ch…
Entry into a Material Definitive Agreement. On January 31, 2025, Mill City Ventures III, Ltd. (“Mill City”) entered into an Amended and Restated Subordination and Intercreditor Agreement with Orion Pip, LLC, as administrative agent and collateral agent for senior lenders to Mustang Funding, LLC, and with Mustang Funding, LLC. The agreement contains customary and negotiated terms and conditions relating to the full subordination of Mill City’s right to payment (subject to certain exceptions) a…
Financial Statements and Exhibits. (d) Exhibits . Exhibit No. Description 10.1 Amendment 5 to Fourth Short-Term Loan Agreement and Fourth Short-Term Promissory Note (with Mustang Funding, LLC), dated effective January 21, 2025* 10.2 Amended and Restated Subordination and Intercreditor Agreement with Orion Pip, LLC, as administrative agent and collateral agent for senior lenders, and with Mustang Funding, LLC, dated effective January 25, 2025* 10.3 Security Agreement with Mustang Funding, LLC,…
Entry into a Material Definitive Agreement. On January 22, 2025, Mill City Ventures III, Ltd. (“Mill City”) entered into an Amendment No. 5 to Fourth Short-Term Loan Agreement and Fourth Short-Term Promissory Note with Mustang Funding, LLC, to be deemed effective January 21, 2025. The amendment extends the maturity date of Mill City’s loan to Mustang Funding to March 28, 2027, and increases the per annum rate of interest to 20%. The amendment obligates Mustang Funding to continue paying month…
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