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Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.
is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. SoFi Technologies, Inc. (the "Company") previously announced that Stephen Simcock retired from his position as the Company's General Counsel, effective December 31, 2025. The Company and Mr. Simcock have mutually agreed that Mr. Simcock will serve as an advisor to the Company from January 5, 2026 through December 31, 2026, in order to provide trans…
Other Events. As previously disclosed in the Current Report on Form 8-K filed on December 8, 2025 by SoFi Technologies, Inc. (the “Company”), on December 8, 2025, the Company completed its previously announced offering (the “Base Offering”) of shares of the common stock of the Company, par value $0.0001 per share (the “Common Stock”) at a price of $27.50 per share upon the terms and subject to the conditions set forth in the underwriting agreement (the “Underwriting Agreement”) with Goldman S…
Other Events. On December 4, 2025, SoFi Technologies, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Goldman Sachs & Co. LLC, BofA Securities, Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc. and Mizuho Securities USA LLC (collectively, the “Underwriters”), relating to the issuance and sale (the “Offering”) of 54,545,454 shares of the common stock of the Company, par value $0.0001 per share (the “Common Stock”) at a price of $…
Other Events. On December 4, 2025, SoFi Technologies, Inc. (the “Company”) announced that it intends to offer for sale in an underwritten public offering (the “Offering”) $1.5 billion of shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). On December 4, 2025, the Company announced that it priced the Offering. In connection with the Offering, the Company has granted the underwriters a 30-day option to purchase up to an additional 15% of the shares of Common…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Resignation of Named Executive Officer On December 2, 2025, SoFi Technologies, Inc. (the "Company") announced that Stephen Simcock, the Company's General Counsel, will retire from his position effective December 31, 2025. The retirement is not a result of any dispute or disagreement with the Company relating to the Company's operations, policies (i…
Regulation FD Disclosure. On November 12, 2025, Mr. Christopher Lapointe, SoFi Technologies, Inc.’s (the “Company”) Chief Financial Officer, entered into a prepaid variable forward contract (the “contract”) with an unaffiliated third-party dealer (the “dealer”) on 500,000 shares of the Company’s common stock, $0.0001 par value per share (the “Company Common Stock”), representing less than 0.05% of the Company’s total outstanding shares. The transaction represents a contract by which Mr. Lapoi…
is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.
Regulation FD Disclosure. On August 28, 2025, Mr. Anthony Noto, SoFi Technologies, Inc.’s (the “Company”) Chief Executive Officer, entered into a prepaid variable forward contract (the "contract") with an unaffiliated third-party dealer (the “dealer”) on 1,500,000 shares of the Company’s common stock, $0.0001 par value per share (the “Company Common Stock”), representing approximately 7% of the Company Common Stock beneficially owned by Mr. Noto and less than 1% of the Company’s total outstan…
Other Events. On July 29, 2025, SoFi Technologies, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Goldman Sachs & Co. LLC, Citigroup Global Markets Inc. and Mizuho Securities USA LLC (collectively,the “Underwriters”), relating to the issuance and sale (the “Offering”) of 82,733,817 shares of the common stock of the Company, par value $0.0001 per share (the “Common Stock”) at a price of $20.85 per share. On July 31, 2025, the Offering of 82,733,…
Other Events. On July 29, 2025, SoFi Technologies, Inc. (the “Company”) announced that it intends to offer for sale in an underwritten public offering (the “Offering”) $1.5 billion of shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). On July 29, 2025, the Company announced that it priced the Offering. In connection with the Offering, the Company has granted the underwriters a 30-day option to purchase up to an additional 15% of the shares of Common Stock…
is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.
is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Approval of Form Performance-Based Restricted Stock Unit Award Agreements On March 21, 2025, the Board of Directors of SoFi Technologies, Inc. (the “Company”) adopted two forms of Performance Stock Unit Award Agreements (each, a "PSU Award Agreement") for the grant of performance restricted stock unit awards (“PSUs” and, the awards, "PSU Awards") u…
is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filings.
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