Reading SMBK? Track it free: the weekly brief, plus an alert if the thesis breaks. No credit card.
Track SMBK free→Reading SMBK? Track it free: the weekly brief, plus an alert if the thesis breaks. No credit card.
Track SMBK free→QuarterlyIQ Insights · SMBK
Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
Regulation FD Disclosure. On April 30, 2026, SmartFinancial, Inc. (“ SmartFinancial ”) issued a press release announcing that, on April 30, 2026, the board of directors of SmartFinancial (the “ Board ”) declared a quarterly cash dividend of $0.09 per share of SmartFinancial common stock (the “ Dividend ”) payable on June 1, 2026, to shareholders of record as of the close of business on May 15, 2026. A copy of the press release announcing the dividend is attached as Exhibit 99.1 hereto and inc…
of this report (including Exhibit 99.1) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. Item 7.01 Regulat…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On March 31, 2026, SmartBank, the wholly-owned subsidiary of SmartFinancial, Inc. (the “ Company ”) announced that Cynthia A. Cain was promoted to the position of Chief Operating Officer, effective immediately. Cynthia A. Cain, age 53, has served as the Chief Accounting Officer of the Company since August of 2022. Ms. Cain has 30 years of experienc…
Regulation FD Disclosure. On January 30, 2026, SmartFinancial, Inc. (“ SmartFinancial ”) issued a press release announcing that, on January 29, 2026, the board of directors of SmartFinancial (the “ Board ”) declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock (the “ Dividend ”) payable on March 2, 2026, to shareholders of record as of the close of business on February 13, 2026. In addition, SmartFinancial announced that the Board authorized a new share repurcha…
of this report (including Exhibit 99.1) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. Item 7.01 Regulat…
and Exhibit 99.1 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”), or otherwise subject to the liabilities of such section, nor will such information be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as may be expressly set forth by specific reference in such filing. Cautionary Note Regarding Forward-Looking Statements This Report includes “forward-l…
Regulation FD Disclosure. On October 31, 2025, the board of directors of SmartFinancial, Inc. (“ SmartFinancial ”) declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock (the “ Dividend ”) payable on December 2, 2025, to shareholders of record as of the close of business on November 17, 2025. On November 3, 2025, SmartFinancial issued a press release announcing the Dividend. A copy of the press release is attached as Exhibit 99.1 hereto and incorporated herein by…
of this report (including Exhibit 99.1) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Other Events On September 5, 2025, SmartBank, a wholly-owned subsidiary of SmartFinancial, Inc. (“SMBK”), sold 100% of the equity interests of SBK Insurance Inc. (“SBK Insurance”) to Insuragent Purchaser, LLC, a portfolio company of Greater Sum Ventures. All current SBK Insurance leadership and employees will remain employees of SBK Insurance, and all SBK Insurance locations will remain open following this transaction. As part of the transaction, SmartBank is expected to maintain a stra…
Entry into a Material Definitive Agreement On August 20, 2025, SmartFinancial, Inc. (the “Company”) entered into a Subordinated Note Purchase Agreement (the “Purchase Agreement”) with certain institutional accredited investors and qualified institutional buyers (the “Purchasers”), pursuant to which the Company sold and issued $100.0 million in aggregate principal amount of its 7.25% Fixed-to-Floating Rate Subordinated Notes due 2035 (the “Notes”). The Notes were issued by the Company to the…
Item 7.01 Regulation FD Disclosure. In connection with the offering of the Notes, the Company delivered an investor presentation to potential investors on a confidential basis, a copy of which is furnished as Exhibit 99.1 to this Report. The information contained in this
and Exhibit 99.1 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor will such information be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as may be expressly set forth by specific reference in such filing. Cautionary Note Regarding Forward-Looking Statements This Report includes “forward-loo…
Regulation FD Disclosure. On July 24, 2025, the board of directors of SmartFinancial, Inc. (“ SmartFinancial ”) declared a quarterly cash dividend of $0.08 per share of SmartFinancial common stock (the “ Dividend ”) payable on August 25, 2025, to shareholders of record as of the close of business on August 8, 2025. On July 24, 2025, SmartFinancial issued a press release announcing the Dividend. A copy of the press release is attached as Exhibit 99.1 hereto and incorporated herein by reference…
of this report (including Exhibit 99.1) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Changes in Registrant’s Certifying Accountant. (a) Dismissal of Independent Registered Public Accounting Firm On May 29, 2025 (the “Notice Date”), SmartFinancial, Inc. (the “Company”) notified Forvis Mazars, LLP (“Forvis”) that it was being dismissed as the Company's independent registered public accounting firm as of the Notice Date. The dismissal of Forvis was made at the direction of the Audit Committee of the Company’s Board of Directors. The audit reports of Forvis on the Company’s…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On May 22, 2025, SmartFinancial, Inc. (the “ Company ”) held its 2025 Annual Meeting of Shareholders (the “ Annual Meeting ”). At the Annual Meeting, the Company's shareholders approved the SmartFinancial, Inc. Omnibus Incentive Plan (the “Omnibus Incentive Plan”). A total of 1,690,000 shares of the Company’s common stock are reserved and availab…
Entry into a Material Definitive Agreement On May 1, 2025, SmartFinancial, Inc. (the “ Company ”), a Tennessee corporation and the parent of SmartBank (the “ Bank ”), entered into a Third Amendment to Loan and Security Agreement (the “ Amendment ”) and related Amended and Restated Revolving Note (the “ Amended Revolving Note ”) which are in reference to the Company’s Loan and Security Agreement dated March 31, 2020, (the “ Agreement ”) and related revolving note with ServisFirst Bank (the “…
of this report (including Exhibit 99.2) shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. Item 9.01 Financial Statements and Exhibits Exhibit No. Descripti…
of this report (including Exhibit 99.1) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
General market headlines, full earnings-call transcripts, and macro and sector developments flagged when they directly affect this stock are on the way. Today this tab covers SEC filings.
Not investment advice. Scores describe historical and current data; they are not forecasts of future returns. Consult a licensed advisor before making investment decisions.