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Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
Entry into a Material Definitive Agreement. Committed Equity Facility On May 15, 2026, Flux Power Holdings, Inc., a Nevada corporation (the “Company”) entered into a common stock purchase agreement (the “Purchase Agreement”) and a related registration rights agreement, dated as of May 15, 2026 (the “Registration Rights Agreement”), with Roth Principal Investments, LLC (“Roth Principal Investments”). Upon the terms and subject to the satisfaction of the conditions contained in the Purchase Agr…
The Purchase Shares will be issued without registration under the Securities Act, in reliance on the exemptions provided by Section 4(a)(2) of the Securities Act as a transaction not involving a public offering and Rule 506 promulgated under the Securities Act as sales to accredited investors, and in reliance on similar exemptions under applicable state laws. This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any securities of the Compan…
Results of Operations and Financial Condition. On May 7, Flux Power Holdings, Inc. (the “Company”) issued a press release announcing, among other things, limited financial and operational information for its fiscal third quarter ended March 31, 2026 and provided certain forward-looking performance estimates. In addition, the Company will hold a conference call on May 7, 2026 to discuss such results. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form…
Results of Operations and Financial Condition. On February 12, 2026, Flux Power Holdings, Inc. (the “Company”) issued a press release announcing, among other things, limited financial and operational information for its fiscal second quarter ended December 31, 2025 and provided certain forward-looking performance estimates. In addition, the Company will hold a conference call on February 12, 2026 to discuss such results. The full text of the press release is furnished as Exhibit 99.1 to this…
Other Events. As previously disclosed, on January 31, 2025, the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market (“Nasdaq”) notified Flux Power Holdings, Inc. (the “Company”) that it did not comply with the requirement of having a minimum of $2.5 million in stockholders’ equity (the “Stockholders’ Equity Requirement”) for continued listing on Nasdaq. However, o n October 14, 2025, the Company received a notification (the “Notification”) from the Staff of Nasdaq that…
Results of Operations and Financial Condition. On November 13, 2025, Flux Power Holdings, Inc. (the “Company”) issued a press release announcing, among other things, limited financial and operational information for its fiscal first quarter ended September 30, 2025 and provided certain forward-looking performance estimates. In addition, the Company will hold a conference call on November 13, 2025 to discuss such results. The full text of the press release is furnished as Exhibit 99.1 to this…
The Securities are being offered and sold by the Company to certain accredited investors in an offering made in reliance on the exemption from registration afforded by Section 4(a)(2) of the Securities Act and/or Rule 506(b) of Regulation D promulgated thereunder. The Prefunded Warrant, Common Warrant and Series A Preferred Stock will not be registered under the Securities Act, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicab…
Results of Operations and Financial Condition. On September 16, 2025, the Company issued a press release announcing, among other things, limited financial and operational information for its fourth quarter and full fiscal year ended June 30, 2025 and provided certain forward-looking performance estimates. In addition, the Company will hold a conference call on September 16, 2025 to discuss such results. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on…
Entry into a Material Definitive Agreement Private Placement As previously disclosed on the Current Report on Form 8-K filed with the Securities and Exchange Commission (“SEC”), on July 18, 2025, Flux Power Holdings, Inc., a Nevada corporation (the “Company”), entered into a securities purchase agreement (the “Purchase Agreement”) with certain accredited investors (the “Initial Purchaser(s)”) pursuant to which the Company agreed to sell an initial aggregate amount of approximately $2.9 millio…
On September 15, 2025, upon the Closing of the Private Placement upon satisfaction of the Cleveland Obligations, the Cleveland Credit Facility Agreement for a line of credit for up to $2.0 million was terminated. There were no draws, amounts due and obligations owed to Cleveland as of the termination date. In connection with such termination, the Cleveland Note was cancelled.
Material Modification to Rights of Security Holders. As previously disclosed, Flux Power Holdings, Inc. (the “Company”) held a special meeting of stockholders on August 29, 2025. Upon receipt of approval by a majority of stockholders of record entitled to vote at the Special Meeting as of the record date of July 14, 2025, on September 10, 2025, the Company filed a Second Amended and Restated Articles of Incorporation (the “Restated Articles”) with the Secretary of State of the State of Nevada…
Entry into a Material Definitive Agreement On September 4, 2025, Flux Power Holdings, Inc. (the “Registrant”), Flux Power, Inc., a wholly-owned subsidiary of the Registrant (“Flux” and together with the Registrant, the “Company”), entered into Amendment No. 6 to Loan and Security Agreement (the “Sixth Amendment”) with Gibraltar Business Capital, LLC (“GBC”), with the effective date of August 31, 2025. The Sixth Amendment amended certain terms of the Loan and Security Agreement, dated as of Ju…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (c) On August 1, 2025, the Board of Directors (the “Board”) of Flux Power Holdings, Inc. (the “Company”) promoted Mr. Jeffrey C. Mason, previously the Vice President and Operations, to the position of Chief Operating Officer effective immediately. Mr. Mason will continue to strategically lead operations to ensure quality and efficiency in supply ch…
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed, on January 31, 2025, the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market (“Nasdaq”) notified Flux Power Holdings, Inc. (the “Company”) that it did not comply with the minimum $2,500,000 stockholders’ equity requirement for continued listing set forth in Nasdaq Listing Rule 5550(b)(1) (the “Stockholders’ Equity Requirement”). On March 17, 2025…
Entry into a Material Definitive Agreement First Amendment to the Subordinated Unsecured Promissory Note On July 16, 2025, Fux Power Holdings, Inc. (the “Registrant”) entered into a First Amendment to the Subordinated Unsecured Promissory Note (“First Amendment”) with Cleveland Capital, L.P. (“Cleveland”). The First Amendment amended the due date set forth in the Subordinated Unsecured Promissory Note dated November 2, 2023 (“Original Note” and as amended by the First Amendment, the “Clevelan…
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant The information disclosed in
The Securities are being offered by the Company to certain accredited investors in an offering made in reliance on the exemption from registration afforded by Section 4(a)(2) of the Securities Act and/or Rule 506(b) of Regulation D promulgated thereunder. The Securities have not been and will not be registered under the Securities Act, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirem…
Entry into a Material Definitive Agreement Securities Purchase Agreement On July 18, 2025, Flux Power Holdings, Inc., a Nevada corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchaser(s)”) for an initial aggregate amount of approximately $2.9 million, pursuant to which the Company agreed to sell up to an aggregate of $5,000,000 in Prefunded Warrants (the “Prefunded Warrants”) at a purchase price equa…
Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements that are subject to the safe harbors created under the Securities Act of 1933 and the Securities Exchange Act of 1934. The Company uses words such as “anticipate,” “believe,” “expect,” “will,” “would,” variations of such words and similar expressions to identify forward-looking statements. Readers are cautioned that these forward-looking statements are based on current expectations and are subject t…
Entry into a Material Definitive Agreement On July 11, 2025, Flux Power Holdings, Inc., a Nevada corporation (the “Company”), entered into a settlement term sheet (the “Term Sheet”) to fully resolve the previously disclosed class action litigation captioned Kassam v. Flux Power Holdings, Inc. et al. (Case No. 3:25-cv-00113-JO-DDL), against the Company, its former chief executive officer, Ronald F. Dutt, and its former chief financial officer, Charles A. Scheiwe (collectively, the “Defendants”…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. As described in
Material Modification to Rights of Security Holders. The information contained in
Results of Operations and Financial Condition. On May 8, 2025, the Company issued a press release announcing, among other things, limited financial and operational information for its third quarter ended March 31, 2025 and provided certain forward-looking performance estimates. In addition, the Company will hold a conference call on May 8, 2025 to discuss such results. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The projections constitut…
Entry into a Material Definitive Agreement. The information contained in
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers In connection with the management changes reported in the Current Report on Form 8-K of Flux Power Holdings, Inc. (the “Company”) filed with the Securities and Exchange Commission on March 10, 2025, the Company entered into a separation and release agreement dated March 31, 2025 (the “Separation Agreement”) with Ronald F. Dutt, the former Chief Exec…
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