News & Events

All officers and directors ceased their roles due to a merger.

Material Modification to Rights of Security Holders. The information set forth in the Introductory Note,

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. The information set forth under

Changes in Control of Registrant. Upon the Effective Time , a change in control of the Company occurred, and the Company became a wholly-owned subsidiary of RWAY. The information set forth in the Introductory Note,

Termination of a Material Definitive Agreement. First Horizon Bank Credit Facility In connection with the consummation of the Mergers, on April 6, 2026, the Company and its subsidiaries terminated all outstanding lender commitments, under that certain Credit Agreement, dated June 28, 2023, by and among the Company, SWK Funding LLC, a Delaware limited liability company and First Horizon Bank (as amended, modified or otherwise supplemented from time to time, the “Credit Agreement”). In connecti…

Completion of Acquisition or Disposition of Assets. Merger Consideration The information set forth under the heading “Introductory Note” is incorporated herein by reference. As previously disclosed, holders of Company Common Stock had the right to elect to receive for each share of Company Common Stock they held the Per Share Cash Consideration instead of the Per Share Stock Consideration (an “Election”, each such electing share, an “Electing Share” and each non-electing share, a “Non-Electin…

Entry into a Material Definitive Agreement. In connection with the Mergers, on April 6, 2026, the Company entered into the Second Supplemental Indenture (the “Second Supplemental Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”), to the Indenture, dated as of October 3, 2023, between the Company and the Trustee (as amended and supplemented by the First Supplemental Indenture, dated as of October 3, 2023, the “Base Indenture”), under which…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. On February 12, 2026, SWK Holdings Corporation (the “Company”), SWK Funding LLC, First Horizon Bank and the financial institutions party thereto entered into a Seventh Amendment to Credit Agreement (the “Amendment”), which amended the Credit Agreement, dated as of June 28, 2023 (as amended by the Amendment, the “Credit Agreement”), by and among the Company, SWK Funding LLC, the l…

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. On December 4, 2025, SWK Holdings Corporation (the “Company”), SWK Funding LLC, First Horizon Bank and the financial institutions party thereto entered into a Sixth Amendment to Credit Agreement (the “Amendment”), which amended the Credit Agreement, dated as of June 28, 2023 (as amended by the Amendment, the “Credit Agreement”), by and among the Company, SWK Funding LLC, the lend…

Other Events. As previously disclosed, on October 9, 2025, SWK Holdings Corporation, a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Runway Growth Finance Corp., a Maryland corporation (“Parent”), RWAY Portfolio Holding Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent (“Intermediary Sub”), RWAY Portfolio Corp., a Delaware corporation and a direct wholly owned subsidiary of Intermediary Sub (“Acquisi…

Results of Operations and Financial Condition. Attached as Exhibit 99.1 to this Current Report on form 8-K is a copy of a press release of SWK Holdings Corporation, dated November 6, 2025, reporting SWK Holdings Corporation’s 2025 Third Quarter Financial Results. Such information, including the Exhibit attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference…

Entry Into a Material Definitive Agreement. Agreement and Plan of Merger On October 9, 2025, SWK Holdings Corporation, a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Runway Growth Finance Corp., a Maryland corporation (“Parent”), RWAY Portfolio Holding Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent (“Intermediary Sub”), RWAY Portfolio Corp., a Delaware corporation and a direct wholly owned subsid…

Other Events. On October 9, 2025, SWK Holdings Corporation, a Delaware corporation (the “Company”) and Runway Growth Finance Corp., a Maryland corporation (“Parent”) issued a joint press release announcing the entry into a definitive merger agreement under which (i) RWAY Portfolio Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Parent (“Acquisition Sub”) will merge with and into the Company, with the Company continuing as the surviving company and as a wholly-owned su…

Other Events On October 1, 2025, SWK Holdings Corporation (NASDAQ: SWKH), a life-science focused specialty finance company, announced the full repayment of its loan to Elutia, Inc. (“Elutia”) upon receipt of a $27.8 million payoff payment from Elutia, including outstanding principal, exit fees, and accrued interest. This payoff follows the closing of Elutia’s previously announced sale of its BioEnvelope business to Boston Scientific Corporation for $88.0 million in cash. The $27.8 million pay…

Results of Operations and Financial Condition. Attached as Exhibit 99.1 to this Current Report on form 8-K is a copy of a press release of SWK Holdings Corporation, dated August 14, 2025, reporting SWK Holdings Corporation’s 2025 Second Quarter Financial Results. Such information, including the Exhibit attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference…

Entry Into a Material Definitive Agreement. As previously disclosed in the Current Report on Form 8-K filed by SWK Holdings Corporation (the “Company”) with the Securities and Exchange Commission on March 19, 2024, the Company and MOD3 Pharma Inc. (f/k/a Enteris BioPharma, Inc.), a Delaware corporation and wholly owned subsidiary of the Company (“MOD3”) entered into an exclusive option and asset purchase agreement (the “Option Agreement”) with AptarGroup, Inc., a Delaware corporation (“Aptar”…

The filing describes an amendment to the equity incentive plan, not a management change.

Other Events. On May 19, 2025, the Board of Directors (“Board”) of SWK Holdings Corporation (the “Company”) authorized the Company to repurchase up to $10.0 million of the Company’s outstanding shares of common stock from time-to-time until May 19, 2026, through a trading plan established in compliance with Rule 10b5-1 and Rule 10b-18 of the Securities Exchange Act of 1934, as amended. The actual timing, number and value of shares repurchased under the program will depend on several factors,…

Results of Operations and Financial Condition. Attached as Exhibit 99.1 to this Current Report on form 8-K is a copy of a press release of SWK Holdings Corporation, dated May 15, 2025, reporting SWK Holdings Corporation’s 2025 First Quarter Financial Results. Such information, including the Exhibit attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference in…

Other Events. On April 10, 2025 , the Company announced that its Board of Directors declared a cash dividend of $4 per share of common stock. The dividend is payable on May 8, 2025 to stockholders of record as of the close of business on April 24, 2025.

Completion of Acquisition or Disposition of Assets. As previously disclosed in the Current Report on Form 8-K filed by SWK Holdings Corporation (the “Company”), with the Securities and Exchange Commission (the “SEC”) on March 20, 2025, the Company entered into a purchase and sale agreement (the “Purchase and Sale Agreement”) with SCOF SPV I, LP, a Delaware limited partnership and an entity affiliated with Soleus Capital Management L.P. (the “Purchaser”) on March 19, 2025 for the sale and assi…

Entry into a Material Definitive Agreement On March 19, 2025, SWK Holdings Corporation (the “Company”) and SWK Funding LLC, a wholly owned subsidiary (“SWK Funding” together with the Company, the “Seller Parties”) entered into a purchase and sale agreement (the “Purchase and Sale Agreement”) with SCOF SPV I, L.P., a Delaware limited partnership and an entity affiliated with Soleus Capital Management L.P. (the “Purchaser”). Upon the terms and subject to the conditions of the Purchase Agreement…

Results of Operations and Financial Condition. Attached as Exhibit 99.1 to this Current Report on form 8-K is a copy of a press release of SWK Holdings Corporation, dated March 20, 2025, reporting SWK Holdings Corporation’s 2024 Fourth Quarter Financial Results. Such information, including the Exhibit attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by reference…

Results of Operations and Financial Condition. Attached as Exhibit 99.1 to this Current Report on form 8-K is a copy of a press release of SWK Holdings Corporation, dated November 14, 2024, reporting SWK Holdings Corporation’s 2024 Third Quarter Financial Results. Such information, including the Exhibit attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall it be deemed incorporated by referenc…

Director — Marcus Pennington: Mr. Pennington resigned from the Board of Directors, and his departure did not result from any disagreement with the Company.