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Material updates from SEC filings (8-K, 10-Q, 10-K) ranked by impact, with no firehose noise.
Director — Hon Nam Lee (Alvars): Mr. Hon Nam Lee was appointed as an independent director and Chair of the Nominating and Corporate Governance Committee.
Entry into a Material Definitive Agreement. On May 13, 2026, Aether Holdings, Inc., a Delaware corporation (the “Company”), entered into a note purchase agreement (the “Purchase Agreement”) with Streeterville Capital, LLC, a Utah limited liability company (the “Lender”), pursuant to which the Company issued and sold to the Lender a secured promissory note in the original principal amount of $3,240,000.00 (the “Note”). The Note carries an original issue discount of $240,000.00, which is includ…
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth in
Changes in Registrant’s Certifying Accountant. On January 22, 2026, the Audit Committee of the Board of Directors of Aether Holdings, Inc. (the “Company”) approved the dismissal of ZH CPA, LLC (“ZH”), the Company’s independent registered public accounting firm, effective immediately, and approved the appointment of KNAV CPA LLP (“KNAV”) as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2026, effective immediately. The report of ZH regardin…
Entry into a Material Definitive Agreement. Purchase and Sale Agreement On July 21, 2025, Aether Holdings, Inc. (the “Company”) entered into a certain Purchase and Sale Agreement dated July 21, 2025 (the “Purchase Agreement”) with 537 Greenwich Owner, LLC (the “Seller”), pursuant to which the Company agreed to purchase from the Seller the retail level office space located at 110 Charlton Street, Unit RET B, New York, NY 10014 (the “Property”). On October 14, 2025, the Company assigned the Pur…
On December 19, 2025, the Purchaser completed the acquisition of the Property from the Seller pursuant to the Purchase Agreement (the “Closing”). Under the terms of the assignment, the Purchaser was the acquiror under the Purchase Agreement for purposes of the Closing and acquired the Property from the Seller at the Closing. The purchase price for the Property was $1,080,000.00 and the total consideration paid to the Seller, which included repayment for certain condominium associated fees and…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Appointment of Director On December 18, 2025, the Board appointed Mr. Wayne Huo as a member of the Board and as a member of the audit, compensation, investment and treasury, and nominating and governance committees of the Board. Mr. Wayne Huo, age 36, possesses experience across fintech, digital assets, and global financial markets. From February 2…
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (b) Director Removal On November 21, 2025, Aether Holdings, Inc. (the “Company”) received a written consent in lieu of stockholder meeting dated November 21, 2025, executed in accordance with Section 228 of the Delaware General Corporation Law (the “DGCL”) and Article III Section 8 of the Company’s Amended and Restated Bylaws, whereby Elixir Techno…
Entry into a Material Definitive Agreement. Initial Public Offering On April 9, 2025, Aether Holdings, Inc., a Delaware corporation, (the “ Company ”), entered into an underwriting agreement (the “ Underwriting Agreement ”) with The Benchmark Company, LLC and Axiom Capital Management, Inc., acting as the representatives of the several underwriters (the “ Representatives ”) of the Company’s firm commitment underwritten initial public offering (the “ Offering ”). Pursuant to the Underwriting Ag…
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